Free Compliance Tools
Built by NextReg's compliance team. Quick checks you can run yourself, no account needed.
Free
Compliance Check
Not sure which rules apply to your firm or product? Answer a few questions and see what likely applies, in 60 seconds.
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ADV Consistency Check
Do your Form ADV Part 1, Part 2A brochure and website tell the same story? See how many potential inconsistencies are worth a review.
Check my firmInformational only. Not legal advice.