Compliance for Venture Capital Firms

Exempt Reporting Adviser filings, side letter oversight, and fund launch support for early-stage investors.

Built for VC Fund Managers

Venture capital firms typically qualify as Exempt Reporting Advisers under the Investment Advisers Act. That exemption does not mean you are exempt from oversight. The SEC still requires ERA filings, recordkeeping, and a compliance program calibrated to your fund structure and LP base.

NextReg supports VC firms from first-fund launch through subsequent vintages, covering ERA registration, Form ADV Part 1A filings, custody analysis, marketing rule alignment, and ongoing LP disclosure obligations.

ERA registration and annual amendments

Fund formation compliance review

Side letter and MFN tracking

Marketing rule compliance for LP outreach

Custody rule analysis for portfolio holdings

Books and records for closed-end funds

Fund Launch Ready

End-to-end support for first-time managers spinning up a new venture fund.

ERA Filing Expertise

Form ADV Part 1A filings and annual updates handled with institutional accuracy.

Scale Ready

When you cross the ERA thresholds, we manage the transition to full RIA registration.

Launching a VC Fund?

Talk with a NextReg CCO about your fund structure and compliance obligations.

Schedule Consultation